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The financial services industry is highly regulated, with the Financial Conduct Authority (FCA) playing a crucial role in ensuring that firms operate in a manner that protects consumers and promotes market integrity. Compliance with FCA requirements is essential for financial firms, as failure to adhere to these regulations can result in significant financial penalties and reputational damage. 

The financial services industry is heavily regulated, with the Financial Conduct Authority (FCA) serving as the regulator for the sector in the UK.